Introduction
There is
probably
no more controversial area
related to the health effects of soy than the relationship between soy
intake and breast cancer risk. Concern over the possibility that soy
consumption could actually stimulate breast tumor growth has led to
much confusion among oncologists and other health professionals, and to
frustration and even trepidation, among breast cancer patients. This is
particularly ironic, because unarguably, it was excitement over the
hypothesized anticancer effects of soy, an area first funded by the
National Cancer Institute in 1991, which initially drew attention to
the health effects of soyfoods (1). This article attempts to briefly
highlight those studies most pertinent to this controversy so that
dietitians are better able to advise their clients about this issue.
Background
The low
breast
cancer mortality rates in
soyfood-consuming countries, particularly Japan, combined with the
knowledge that weak estrogens, such as the soybean isoflavones, can
exert antiestrogenic effects in some situations, logically led to
speculation that soy might reduce breast cancer risk. Isoflavones,
which are found in nutritionally relevant amounts only in soybeans,
have a similar chemical structure to estrogen but have traditionally
beenconsidered to be weak estrogens. Early support for the protective
effects of soy against breast cancer came in the form of an animal
study published in 1990, which reported that rats fed diets containing
soy developed approximately 50% fewer chemically-induced mammary tumors
than control rats (2). One year later, a case-control study conducted
in Singapore reported that soy intake was associated with an
approximate 50% reduction in premenopausal breast cancer risk (3).
The
Case Against Soy
There is a
clear
consensus that greater
lifelong exposure to estrogen increases breast cancer risk. The
estrogen- like properties of soybean isoflavones therefore provide a
basis for concern about soy consumption by breast cancer patients. In
fact, although often overlooked, early on it was established that at
low concentrations, genistein, the main isoflavone in soybeans,
actually stimulates the growth of estrogen-receptor positive (ER+)
breast cancer cells in vitro (4). The growth of ER+ breast cancer cells
is stimulated by estrogen. Breast cancer patients can have a mix of
estrogen receptor negative (ER-) and ER+ cells, but typically, one type
of cell predominates and this determines treatment (5). ER+ breast
cancer patients respond well to tamoxifen, an antiestrogen, which is
the most widely prescribed breast cancer drug (6). Survival rates of
ER+ breast cancer patients generally exceed those of ER- patients
(7,8). Genistein does not stimulate the growth of ER- cells, and at
high concentrations, the growth of both ER+ and ER- cells is inhibited
by genistein (9). The proposed explanation for this biphasic effect is
that at low concentrations the estrogenlike properties of genistein
stimulate growth, whereas at higher concentrations, the ability of
genistein to influence molecules that control cell growth,
differentiation, and survival, results in growth inhibition. However,
it is the lower concentrations that more closely reflect the serum
genistein concentrations in people who eat soyfoods. The one animal
study that markedly raised awareness of the potential detrimental
effects of soy was published in 1998 by Helferich and colleagues, and
found that in ovariectomized immune-compromised rats implanted with ER+
breast cancer cells, mammary tumor growth is stimulated when animals
are fed diets to which genistein has been added (10). Although a
pharmacological dose of genistein (750 ppm) was used in this study,
serum genistein levels in these mice were comparable to those found in
people eating soyfoods. However, for several reasons, the applicability
of this particular experimental model to humans has been questioned.
One element of the study design that brought criticism from nutrition
scientists was that isolated genistein, rather than soy, or even a
combination of isoflavones as found in soy, was added to the diet.
However, this criticism has been directly addressed in a follow-up
study. In recently published research, Helferich and colleagues found
that soy protein isolate containing varying amounts of genistein
stimulated tumor growth to the same extent as comparable amounts of
isolated genistein (11).
Two human
studies, one published in 1996, and
the other in 1998, made it difficult to ignore concerns about soy,
because both studies suggested soy exerts weak estrogenic effects on
breast tissue. In the first study by Petrakis et al., breast nipple
aspirate fluid secretion increased over a 5 month period during which
time women had consumed 38 g of soy protein isolate per day (12).
Furthermore, soy intake was associated with a higher percentage of
hyperplastic cells in these women. Both results suggested a possible
increased breast cancer risk based on previous epidemiologic
observations. In the second study, after two weeks of consuming 60 g
textured vegetable protein per day, McMicheal-Phillips found that
breast cell proliferation (based on biopsies) increased markedly in
premenopausal women (13). However, this initial report was a
preliminary analysis and involved only 48 subjects. In the final
analysis by Hargreaves et al., involving all 84 subjects, no effects on
cell proliferation were noted nor were there changes in several other
markers of estrogenicity (14). But levels of pS2, a protein upregulated
by estrogen, did significantly increase. Consequently, the
investigators concluded that soy exerted weak estrogenic effects on
breast tissue but that the long-term implications of this effect were
unclear.
The
Case For Soy
Epidemiologic
studies conducted in Asia
generally do not show that the adult consumption of soy reduces
postmenopausal breast cancer risk but the low rate of breast cancer
mortality in Japan and the superior prognosis of Japanese breast cancer
patients in comparison to patients of other ethnic groups are
observations often cited as support for soy intake being beneficial, or
at the very least, not being harmful, for breast cancer patients.
However, these kinds of data do not specifically address the effect of
soy. Arguably, breast cancer rates might be even lower, and prognosis
even better, if soy was not part of the Japanese diet. Furthermore,
women in Japan consume soy throughout their lives, which may have a
very different effect than first consuming soy only after having been
diagnosed with breast cancer.
Animal
studies
generally show that the
addition of soy protein or isoflavones to a typical laboratory diet
reduces chemically-induced mammary tumorigenesis, although the effects
are somewhat inconsistent and often not particularly robust (15,16). No
studies show increased mammary tumorigenesis when soy is fed to adult
animals. However, with few exceptions, the animal studies address tumor
development, not effects on existing tumors. Thus, their relevance to
breast cancer patients is unclear. An important exception is a study by
Shao et al. They found that when intact (with a uterus)
immunecompromised mice were implanted with ER+ breast cancer cells,
genistein injections actually decreased mammary tumor development (17).
These findings are in contrast to those by Helferich and colleagues
cited previously (10,11). Shao et al. did inject genistein, which
raises questionsabout extrapolating the results to humans, but recent
data by Zhou et al. show that in intact mice, dietary genistein also
inhibits mammary tumor growth (18).
The primary
difference between the two studies
in which genistein was protective, and the studies by Helferich and
colleagues in which genistein and soy protein isolate were tumorigenic
(10,11), is that in the latter studies, mice were ovariectomized. This
suggests that in a low-estrogen (ovariectomized mice) environment such
as may exist in postmenopausal women, genistein has proliferative and
possibly estrogenic effects, whereas in a high-estrogen environment,
such as may exist in premenopausal women, it is antiproliferative and
possibly antiestrogenic. Overall however, the antiestrogenic effects of
soy have not been easy to demonstrate. Furthermore, Shao et al. found
that genistein inhibited the growth of ER- cells in vivo, which
suggests that the antiproliferative effects of genistein may not be due
to antiestrogenic effects even in the case of ER+ cells (17). In any
event, it is unlikely that the results of animal studies can resolve
the complex issue of soy consumption by breast cancer survivors.
Recently,
two
studies looked at the effects of
isoflavone supplements on breast tissue density. Breast tissue density
is an excellent marker of breast cancer risk. Density is increased in
response to stimuli that increase risk, such as hormone replacement
therapy HRT), and is decreased in response to compounds that decrease
breast cancer risk, such as tamoxifen and raloxifene (19). In one
yearlong study, isoflavone (100 mg/day) supplements had no effect on
breast tissue density in premenopausal women (20), and in the other
yearlong study, isoflavone 40 mg/day) supplements actually decreased
breast tissue density in women 56-65 years of age (21). Thus, these
studies suggest soy does not increase, and may decrease, breast cancer
risk. Of course, both studies were conducted in healthy women, not
breast cancer patients.
Lessons
from HRT
The
relationship
between HRT and breast cancer
risk is unclear. Fortunately, the results from several recently
conducted prospective studies have done much to clarify this
relationship. These studies indicate that the combination hormones
(some form of estrogen in combination with a progestin) markedly
increase risk, as much as 2-3fold over the course of a women’s
lifetime, whereas estrogen by itself, raises risk only slightly (22).
This suggests that soy, which at most only possesses estrogen-like
activity (23), and may even lower serum progesterone levels (24), is
not likely to increase breast cancer risk in healthy women. But again,
the question arises as to whether this conclusion is relevant to breast
cancer patients. However, the HRT data may provide some answers to this
question as well. Although many oncologists recommend against their
patients using HRT, this position is not without controversy and recent
studies have been unable to demonstrate that HRT decreases survival in
breast cancer patients (25). Thus, since there are no convincing data
that HRT has a detrimental effect on the survival of breast cancer
patients, it seems highly unlikely that soy would.
Conclusion
Only
intervention
studies in which the effect
of soy consumption on the survival of Western breast cancer patients is
examined can definitely determine whether soyfoods are contraindicated
for such women. Because this type of research is difficult and
expensive to conduct, and may not be approved for ethical reasons, it
is unlikely that such trials will be forthcoming. Furthermore, even if
this research was undertaken, the results would not be known for many
years. Alternatively, some insight may be gained by studying the
effects of soy on markers of breast cancer risk in both healthy women
and breast cancer survivors. Unfortunately, Asian epidemiologic studies
focused on diet and the survival of breast cancer patients may not help
to resolve this issue because these studies would involve subjects who
have consumed soy throughout their life, not beginning as an adult
after having been diagnosed with breast cancer. Until further data are
available, in the opinion of this author, the evidence does not justify
recommending that breast cancer patients who enjoy partaking of
soyfoods stop doing so, nor do they justify recommending that breast
cancer patients specifically begin soy consumption solely for the
purpose of preventing recurrence and enhancing survival. Therefore soy
intake recommendations for breast cancer patients are similar to those
for healthy women. Overall the evidence suggests that the intake of
approximately 15 g (range, 10 to 25 g) of soy protein and 50 mg (range,
30 to 100 mg) of isoflavones per day is safe and has the potential to
exert health benefits. This amount of soy protein and isoflavones is
provided by approximately two servings of traditional soy foods.
Is
it a matter of dose and form of soy?
Often
statements
about breast cancer patients
and soy emphasize that only large amounts of soy or pills are likely to
be harmful. However, the evidence does not appear to be consistent with
this perspective. In the study by Petrakis et al. cited previously in
the case against soy, subjects consumed 38 g of soy protein isolate per
day, which provided about 80 mg of isoflavones. This is certainly a
significant amount of soy protein, far more than the approximately 8-10
g Japanese women typically consume (26). However, the more relevant
issue is the 80 mg of isoflavones. This amount is found in only about
2-3 servings of soy, and is only a little more than twice the average
daily intake in Japan. Thus, this would not be considered excessive
isoflavone exposure. Furthermore, in the other human study that raised
concerns by Hargreaves et al., subjects consumed 60 g of textured
vegetable protein that contained only 45 mg (the amount found in about
5 ounces of tofu) of isoflavones per day, a rather modest amount (14).
Also, as already mentioned, in vitro, higher genistein concentrations
inhibit the growth of ER+ breast cells, whereas lower concentrations
are stimulatory. Therefore, if soy is problematic, the problem is not
specifically a result of excessive consumption. In regard to pills
versus soyfoods, as noted above, the two human studies raising most
concern used soy protein, not isolated isoflavones. Furthermore, in
ovariectomized mice, soy protein was shown to stimulate tumor growth to
a similar extent as isolated genistein (11). Conversely, isolated
genistein (not soy protein or foods) inhibited tumor growth in intact
mice (17,18), and isoflavone supplements (not soy protein or foods) had
a favorable effect on breast tissue density in postmenopausal women
(21). Although the use of pills can be debated on several grounds, the
evidence suggests that in regard to breast cancer risk, equivalent
amounts of isoflavones from pills and foods will produce similar
effects.
Soy
and Tamoxifen?
There is
ample
reason to speculate that soy
might be contraindicated for women on tamoxifen. However, Gotoh et al.
found that tamoxifen and a diet containing 10% miso synergistically
inhibited the development of chemically induced mammary tumors in rats
(15). Miso is a fermented soybean paste. Furthermore, in a follow up
experiment, when treatment was delayed until tumors had been allowed to
grow for several weeks, the combination treatment inhibited growth by
approximately 50% whereas tamoxifen alone was ineffective (15).
Recently, Constantinou found that a diet containing approximately 16%
soy protein and tamoxifen additively inhibited the development of
chemically induced mammary tumors (27). Clinical decisions shouldn’t be
based on animal data, but these two studies suggest research examining
the effect of soy on the efficacy of tamoxifen should be rigorously
pursued.
Isoflavones:
More than Phytoestrogens
Isoflavones
are
often referred to as
phytoestrogens because they bind to estrogen receptors. It is clear
however that not all ligands that bind to estrogen receptors have
similar physiological effects. Receptor binding is only one small part
of the story. The shape of the ligand-receptor complex and how this
complex interacts with activation factors in the cell, and DNA,
determines the overall effect on cells (28,29). Thus, it may be more
appropriate to refer to the estrogen-like, rather than estrogenic
effects, of isoflavones. Furthermore, two very important observations
are that isoflavones bind with much greater affinity to estrogen
receptor beta (ERb) than estrogen receptor alpha (ERa), and stimulate
transcriptional activity with much greater potency when bound to ERb
than ERa (29,30).
Until
recently,
the scientific community understood there to
be only one type of estrogen receptor. But in 1996, Swedish researchers
identified a second estrogen receptor, which they named ERb, to
distinguish it from the original estrogen receptor, ERa (31). These
receptors have different tissue distributions, so for example, ERb
predominates in injured coronary vessels whereas ERa predominates in
the uterus. This suggests that isoflavones are natural selective
estrogen receptor modulators (SERMs). In contrast to estrogen, which
exerts estrogenic effects on all tissues and as a result dramatically
raises endometrial cancer risk, SERMs, such as the drugs tamoxifen and
raloxifene, have estrogenic effects in some tissues, but either no
effects or antiestrogenic effects in other tissues.
The ideal
SERM
would have antiestrogenic
effects on the breast, estrogenic effects on the bone, and either no
effects or antiestrogenic effects on the uterus. Isoflavones have
estrogenic effects on coronary vessels (32) but not on the endometrium
(33).Therefore, isoflavones do qualify as SERMs. But their effect on
breast tissue is still unclear.
Bear in
mind
though that as noted previously,
isoflavones also possess nonhormonal properties; for example, they
exert antioxidant effects under some experimental conditions and
influence the activity of enzymes involved in the metabolism of
estrogen, and that regulate cell growth and differentiation (34,35).
Thus, isoflavones are more than phytoestrogens and may exert biological
effects that have little to do with binding to the estrogen receptor.
Consequently, even referring to isoflavones as SERMs doesn’t fully
describe their potential biological actions.
Mark Messina has a PhD
in
nutrition and was a former
program director with National Cancer Institute (USA). He has organized
and chaired four international symposia on the role of soy in
preventing and treating chronic disease, owns his own consulting
business, Nutrition Matters, Inc., and is an adjunct associate
professor in the Department of Nutrition at Loma Linda University (Loma
Linda, CA).
Used with permission from the Vegetarian Nutrition DPG.
.